AN ANALYSIS OF THE GENERAL ENFORCEMENT APPROACHES TO COMBAT MARKET ABUSE (PART 2)

Abstract

This article is the second part in a two-part series on general enforcement approaches to combat market abuse. Part 2 analyses the role and use of selected general anti-market abuse approaches in order to increase awareness and enforcement on the part of the relevant stakeholders. To this end, the article provides an evaluation of selected general anti-market abuse-enforcement approaches as well
as the significant advantages and disadvantages of such approaches. This is done by discussing anti-market abuse measures that primarily deal with surveillance, detection and investigation, whereas Part 1 examined the anti-market abuse measures that primarily deal with enforcement.